Cold War
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Yet, in retrospect, these arguments for inevitability tell only part of
the story. Notwithstanding the Soviet Union's rhetorical commitment to an
ideology of world revolution, there is abundant evidence of Russia's
willingness to forego ideological purity in the cause of national interest.
Stalin, after all, had turned away from world revolution in committing
himself to building "socialism in one country." Repeatedly, he indicated
his readiness to betray the communist movement in China and to accept the
leadership of Chiang Kai-shek. George Kennan recalled the Soviet leader
"snorting rather contemptuously . . . because one of our people asked them
what they were going to give to China when [the war] was over." "We have a
hundred cities of our own to build in the Soviet Far East," Stalin had
responded. "If anybody is going to give anything to the Far East, I think
it's you." Similarly, Stalin refused to give any support to communists in
Greece during their rebellion against British domination there. As late as
1948 he told the vice-premier of Yugoslavia, "What do you think, . . . that
Great Britain and the United States . . . will permit you to break their
lines of communication in the Mediterranean? Nonsense . . . the uprising in
Greece must be stopped, and as quickly as possible."
Nor are the other arguments for inevitability totally persuasive.
Without question, America's desire for commercial markets played a role in
the strategy of the Cold War. As Truman said in 1949, devotion to freedom
of enterprise "is part and parcel of what we call America." Yet was the
need for markets sufficient to force a confrontation that ultimately would
divert precious resources from other, more productive use? Throughout most
of its history, Wall Street has opposed a bellicose position in foreign
policy. Similarly, although historical differences are important, it makes
no sense to regard them as determinative. After all, the war led to
extraordinary examples of cooperation that bridged these differences; if
they could be overcome once, then why not again? Thus, while each of the
arguments for inevitability reflects truths that contributed to the Cold
War, none offers an explanation sufficient of itself, for contending that
the Cold War was unavoidable.
A stronger case, it seems, can be made for the position that the Cold
War was unnecessary, or at least that conflicts could have been handled in
a manner that avoided bipolarization and the rhetoric of an ideological
crusade. At no time did Russia constitute a military threat to the United
States. "Economically," U.S. Naval Intelligence reported in 1946, "the
Soviet Union is exhausted.... The USSR is not expected to take any action
in the next five years which might develop into hostility with Anglo
Americans." Notwithstanding the Truman administration's public statements
about a Soviet threat, Russia had cut its army from 11.5 to 3 million men
after the war. In 1948, its military budget amounted to only half of that
of the United States. Even militant anticommunists like John Foster Dulles
acknowledged that "the Soviet leadership does not want and would not
consciously risk" a military confrontation with the West. Indeed, so
exaggerated was American rhetoric about Russia's threat that Hanson
Baldwin, military expert of the New York Times, compared the claims of our
armed forces to the "shepherd who cried wolf, wolf, wolf, when there was no
wolf." Thus, on purely factual grounds, there existed no military basis for
the fear that the Soviet Union was about to seize world domination, despite
the often belligerent pose Russia took on political issues.
A second, somewhat more problematic, argument for the thesis of
avoidability consists of the extent to which Russian leaders appeared ready
to abide by at least some agreements made during the war. Key, here, is the
understanding reached by Stalin and Churchill during the fall of 1944 on
the division of Europe into spheres of influence. According to that
understanding, Russia was to dominate Romania, have a powerful voice over
Bulgaria, and share influence in other Eastern European countries, while
Britain and America were to control Greece. By most accounts, that
understanding was implemented. Russia refused to intervene on behalf of
communist insurgency in Greece. While retaining rigid control over Romania, she provided at least a "fig-leaf of democratic procedure"—sufficient to
satisfy the British. For two years the USSR permitted the election of
noncommunist or coalition regimes in both Hungary and Czechoslovakia. The
Finns, meanwhile, were permitted to choose a noncommunist government and to
practice Western-style democracy as long as their country maintained a
friendly foreign policy toward their neighbor on the east. Indeed, to this
day, Finland remains an example of what might have evolved had earlier
wartime understandings on both sides been allowed to continue.
What then went wrong? First, it seems clear that both sides perceived
the other as breaking agreements that they thought had been made. By
signing a separate peace settlement with the Lublin Poles, imprisoning the
sixteen members of the Polish underground, and imposing—without regard for
democratic appearances—total hegemony on Poland, the Soviets had broken the
spirit, if not the letter, of the Yalta accords. Similarly, they blatantly
violated the agreement made by both powers to withdraw from Iran once the
war was over, thus precipitating the first direct threat of military
confrontation during the Cold War. In their attitude toward Eastern Europe, reparations, and peaceful cooperation with the West, the Soviets exhibited
increasing rigidity and suspicion after April 1945. On the other hand,
Stalin had good reason to accuse the United States of reneging on compacts
made during the war. After at least tacitly accepting Russia's right to a
sphere of influence in Eastern Europe, the West seemed suddenly to change
positions and insist on Western-style democracies and economies. As the
historian Robert Daliek has shown, Roosevelt and Churchill gave every
indication at Tehran and Yalta that they acknowledged the Soviet's need to
have friendly governments in Eastern Europe. Roosevelt seemed to care
primarily about securing token or cosmetic concessions toward democratic
processes while accepting the substance of Russian domination. Instead, misunderstanding developed over the meaning of the Yalta accords, Truman
confronted Molotov with demands that the Soviets saw as inconsistent with
prior understandings, and mutual suspicion rather than cooperation assumed
dominance in relations between the two superpowers.
It is this area of misperception and misunderstanding that historians
have focused on recently as most critical to the emergence of the Cold War.
Presumably, neither side had a master plan of how to proceed once the war
ended. Stalin's ambitions, according to recent scholarship, were ill-
defined, or at least amenable to modification depending on America's
posture. The United States, in turn, gave mixed signals, with Roosevelt
implying to every group his agreement with their point of view, yet
ultimately keeping his personal intentions secret. If, in fact, both sides
could have agreed to a sphere-of-influence policy—albeit with some
modifications to satisfy American political opinion—there could perhaps
have been a foundation for continued accommodation. Clearly, the United
States intended to retain control over its sphere of influence, particularly in Greece, Italy, and Turkey. Moreover, the United States
insisted on retaining total domination over the Western hemisphere, consistent with the philosophy of the Monroe Doctrine. If the Soviets had
been allowed similar control over their sphere of influence in Eastern
Europe, there might have existed a basis for compromise. As John McCloy
asked at the time, "[why was it necessary] to have our cake and eat it too?
. . . To be free to operate under this regional arrangement in South
America and at the same time intervene promptly in Europe." If the United
States and Russia had both acknowledged the spheres of influence implicit
in their wartime agreements, perhaps a different pattern of relationships
might have emerged in the postwar world.
The fact that such a pattern did not emerge raises two issues, at least
from an American perspective. The first is whether different leaders or
advisors might have achieved different foreign policy results. Some
historians believe that Roosevelt, with his subtlety and skill, would have
found a way to promote collaboration with the Russians, whereas Truman, with his short temper, inexperience, and insecurity, blundered into
unnecessary and harmful confrontations. Clearly, Roosevelt himself—just
before his death—was becoming more and more concerned about Soviet
intransigence and aggression. Nevertheless, he had always believed that
through personal pressure and influence, he could find a way to persaude
"uncle Joe." On the basis of what evidence we have, there seems good reason
to believe that the Russians did place enormous trust in FDR. Perhaps—just
perhaps—Roosevelt could have found a way to talk "practical arithmetic"
with Stalin rather than algebra and discover a common ground. Certainly, if
recent historians are correct in seeing the Cold War as caused by both
Stalin's undefined ambitions and America's failure to communicate
effectively and consistently its view on where it would draw the line with
the Russians, then Roosevelt's long history of interaction with the Soviets
would presumably have placed him in a better position to negotiate than the
inexperienced Truman.
The second issue is more complicated, speaking to a political problem which beset both Roosevelt and Truman—namely, the ability of an American president to formulate and win support for a foreign policy on the basis of national self-interest rather than moral purity. At some point in the past, an American diplomat wrote in 1967:
[T]here crept into the ideas of Americans about foreign policy ... a histrionic note, ... a desire to appear as something greater perhaps than one actually was. ... It was inconceivable that any war in which we were involved could be less than momentous and decisive for the future of humanity. ... As each war ended, ... we took appeal to universalistic,
Utopian ideals, related not to the specifics of national interest but to legalistic and moralistic concepts that seemed better to accord with the pretentious significance we had attached to our war effort.
As a consequence, the diplomat went on, it became difficult to pursue a
policy not defined by the language of "angels or devils," "heroes" or
"blackguards."
Clearly, Roosevelt faced such a dilemma in proceeding to mobilize
American support for intervention in the war against Nazism. And Truman
encountered the same difficulty in seeking to define a policy with which to
meet Soviet postwar objectives. Both presidents, of course, participated in
and reflected the political culture that constrained their options.
Potentially at least, Roosevelt seemed intent on fudging the difference
between self-interest and moralism. He perceived one set of objectives as
consistent with reaching an accommodation with the Soviets, and another set
of goals as consistent with retaining popular support for his diplomacy at
home. It is difficult to avoid the conclusion that he planned—in a very
Machiavellian way—to use rhetoric and appearances as a means of disguising
his true intention: to pursue a strategy of self-interest. It seems less
clear that Truman had either the subtlety or the wish to follow a similarly
Machiavellian course. But if he had, the way might have been opened to
quite a different—albeit politically risky— series of policies.
None of this, of course, would have guaranteed the absence of conflict
in Eastern Europe, Iran, or Turkey. Nor could any action of an American
president—however much rooted in self-interest—have obviated the personal
and political threat posed by Stalinist tyranny and ruthlessness, particularly if Stalin himself had chosen, for whatever reason, to act out
his most aggressive and paranoid instincts. But if a sphere-of-influence
agreement had been possible, there is some reason to think—in light of
initial Soviet acceptance of Western-style governments in Hungary,
Czechoslovakia, and Finland—that the iron curtain might not have descended
in the way that it did. In all historical sequences, one action builds on
another. Thus, steps toward cooperation rather than confrontation might
have created a momentum, a frame of reference and a basis of mutual trust, that could have made unnecessary the total ideological bipolarization that
evolved by 1948. In short, if the primary goals of each superpower had been
acknowledged and implemented—security for the Russians, some measure of
pluralism in Eastern European countries for the United States, and economic
interchange between the two blocs—it seems conceivable that the world might
have avoided the stupidity, the fear, and the hysteria of the Cold War.
As it was, of course, very little of the above scenario did take place.
After the confrontation in Iran, the Soviet declaration of a five-year
plan, Churchill's Fulton, Missouri, speech, and the breakdown of
negotiations on an American loan, confrontation between the two superpowers
seemed irrevocable. It is difficult to imagine that the momentum building
toward the Cold War could have been reversed after the winter and spring of
1946. Thereafter, events assumed an almost inexorable momentum, with both
sides using moralistic rhetoric and ideological denunciation to pillory the
other. In the United States it became incumbent on the president—in order
to secure domestic political support—to defend the Truman Doctrine and the
Marshall Plan in universalistic, moral terms. Thus, we became engaged, not
in an effort to assure jobs and security, but in a holy war against evil.
Stalin, in turn, gave full vent to his crusade to eliminate any vestige of
free thought or national independence in Eastern Europe. Reinhold Niebuhr
might have been speaking for both sides when he said in 1948, "we cannot
afford any more compromises. We will have to stand at every point in our
far flung lines."
The tragedy, of course, was that such a policy offered no room for
intelligence or flexibility. If the battle in the world was between good
and evil, believers and nonbelievers, anyone who questioned the wisdom of
established policy risked dismissal as a traitor or worse. In the Soviet
Union the Gulag Archipelago of concentration camps and executions was the
price of failing to conform to the party line. But the United States paid a
price as well. An ideological frame of reference had emerged through which
all other information was filtered. The mentality of the Cold War shaped
everything, defining issues according to moralistic assumptions, regardless
of objective reality. It had been George Kennan's telegram in February 1946
that helped to provide the intellectual basis for this frame of reference
by portraying the Soviet Union as "a political force committed fanatically"
to confrontation with the United States and domination of the world. It was
also George Kennan twenty years later who so searchingly criticized those
who insisted on seeing foreign policy as a battle of angels and devils, heroes and blackguards. And ironically, it was Kennan yet again who
declared in the 1970s that "the image of a Stalinist Russia, poised and
yearning to attack the west, . . . was largely a product of the western
imagination."
But for more than a generation, that image would shape American life
and world politics. The price was astronomical—and perhaps— avoidable.
Chapter 2: The Cold War Chronology.
2.1 The War Years.
Whatever tensions existed before the war, conflicts over military and diplomatic issues during the war proved sufficiently grave to cause additional mistrust. Two countries that in the past had shared almost no common ground now found themselves intimately tied to each other, with little foundation of mutual confidence on which to build. The problems that resulted clustered in two areas: (1) how much aid the West would provide to alleviate the disproportionate burden borne by the Soviet Union in fighting the war; and (2) how to resolve the dilemmas of making peace, occupying conquered territory, and defining postwar responsibilities. Inevitably, each issue became inextricably bound to the others, posing problems of statecraft and good faith that perhaps went beyond the capacity of any mortal to solve.
The central issue dividing the allies involved how much support the
United States and Britain would offer to mitigate, then relieve, the
devastation being sustained by the Soviet people. Stated bluntly, the
Soviet Union bore the massive share of Nazi aggression. The statistics
alone are overwhelming. Soviet deaths totaled more than 18 million during
the war—sixty times the three hundred thousand lives lost by the United
States. Seventy thousand Soviet villages were destroyed, $128 billion
dollars worth of property leveled to the ground. Leningrad, the crown jewel
of Russia's cities, symbolized the suffering experienced at the hands of
the Nazis. Filled with art and beautiful architecture, the former capital
of Russia came under siege by German armies almost immediately after the
invasion of the Soviet Union. When the attack began, the city boasted a
population of 3 million citizens. At the end, only 600,000 remained. There
was no food, no fuel, no hope. More than a million starved, and some
survived by resorting to cannibalism. Yet the city endured, the Nazis were
repelled, and the victory that came with survival helped launch the
campaign that would ultimately crush Hitler's tyranny.
Such suffering provided the backdrop for a bitter controversy over
whether the United States and Britain were doing enough to assume their own
just share of the fight. Roosevelt understood that Russia's battle was
America's. "The Russian armies are killing more Axis personnel and
destroying more Axis materiel," he wrote General Douglas MacArthur in 1942,
"than all the other twenty-five United Nations put together." As soon as
the Germans invaded Russia, the president ordered that lend-lease material
be made immediately available to the Soviet Union, instructing his personal
aide to get $22 million worth of supplies on their way by July 25—one month
after the German invasion. Roosevelt knew that, unless the Soviets were
helped quickly, they would be forced out of the war, leaving the United
States in an untenable position. "If [only] the Russians could hold the
Germans until October 1," the president said. At a Cabinet meeting early in
August, Roosevelt declared himself "sick and tired of hearing . . . what
was on order"; he wanted to hear only "what was on the water." Roosevelt's
commitment to lend-lease reflected his deep conviction that aid to the
Soviets was both the most effective way of combating German aggression and
the strongest means of building a basis of trust with Stalin in order to
facilitate postwar cooperation. "I do not want to be in the same position
as the English," Roosevelt told his Secretary of the Treasury in 1942. "The
English promised the Russians two divisions. They failed. They promised
them to help in the Caucasus. They failed. Every promise the English have
made to the Russians, they have fallen down on. . . . The only reason we
stand so well ... is that up to date we have kept our promises." Over and
over again Roosevelt intervened directly and personally to expedite the
shipment of supplies. "Please get out the list and please, with my full
authority, use a heavy hand," he told one assistant. "Act as a burr under
the saddle and get things moving!"
But even Roosevelt's personal involvement could not end the problems
that kept developing around the lend-lease program. Inevitably, bureaucratic tangles delayed shipment of necessary supplies. Furthermore,
German submarine assaults sank thousands of tons of weaponry. In just one
month in 1942, twenty-three of thirty-seven merchant vessels on their way
to the Soviet Union were destroyed, forcing a cancellation of shipments to
Murmansk. Indeed, until late summer of 1942, the Allies lost more ships in
submarine attacks than they were able to build.
Above all, old suspicions continued to creep into the ongoing process
of negotiating and distributing lend-lease supplies. Americans who had
learned during the purges to regard Stalin as "a sort of unwashed Genghis
Khan with blood dripping from his fingertips" could not believe that he had
changed his colors overnight and was now to be viewed as a gentle friend.
Many Americans believed that they were saving the Soviet Union with their
supplies, without recognizing the extent of Soviet suffering or
appreciating the fact that the Russians were helping to save American lives
by their sacrifice on the battlefield. Soviet officials, in turn, believed
that their American counterparts overseeing the shipments were not
necessarily doing all that they might to implement the promises made by the
president. Americans expected gratitude. Russians expected supplies. Both
expectations were justified, yet the conflict reflected the extent to which
underlying distrust continued to poison the prospect of cooperation.
"Frankly," FDR told one subordinate, "if I was a Russian, I would feel that
I had been given the runaround in the United States." Yet with equal
justification, Americans resented Soviet ingratitude. "The Russian
authorities seem to want to cover up the fact that they are receiving
outside help," American Ambassador Standley told a Moscow press conference
in March 1943. "Apparently they want their people to believe that the Red
Army is fighting this war alone." Clearly, the battle against Nazi Germany
was not the only conflict taking place.
Yet the disputes over lend-lease proved minor compared to the issue of
a second front—what one historian has called "the acid test of Anglo-
American intentions." However much help the United States could provide in
the way of war materiel, the decisive form of relief that Stalin sought was
the actual involvement of American and British soldiers in Western Europe.
Only such an invasion could significantly relieve the pressure of massive
German divisions on the eastern front. During the years 1941-44, fewer than
10 percent of Germany's troops were in the west, while nearly three hundred
divisions were committed to conquering Russia. If the Soviet Union was to
survive, and the Allies to secure victory, it was imperative that American
and British troops force a diversion of German troops to the west and help
make possible the pincer movement from east and west that would eventually
annihilate the fascist foe.
Roosevelt understood this all too well. Indeed, he appears to have wished nothing more than the most rapid possible development of the second front. In part, he saw such action as the only means to deflect a Soviet push for acceptance of Russia's pre-World War II territorial acquisitions, particularly in the Baltic states and Finland. Such acquisitions would not only be contrary to the Atlantic Charter and America's commitment to self- determination; they would also undermine the prospect of securing political support in America for international postwar cooperation. Hence, Roosevelt hoped to postpone, until victory was achieved, any final decisions on issues of territory. Shrewdly, the president understood that meeting Soviet demands for direct military assistance through a second front would offer the most effective answer to Russia's territorial aspirations.
Roosevelt had read the Soviet attitude correctly. In 1942, Soviet
foreign minister Molotov readily agreed to withdraw his territorial demands
in deference to U.S. concerns because the second front was so much more
decisive an issue. When Molotov asked whether the Allies could undertake a
second front operation that would draw off forty German divisions from the
eastern front, the president replied that it could and that it would.
Roosevelt cabled Churchill that he was "more anxious than ever" for a cross-
channel attack in August 1942 so that Molotov would be able to "carry back
some real results of his mission and give a favorable report to Stalin." At
the end of their 1942 meeting, Roosevelt pledged to Molotov-and through him
to Stalin-that a second front would be established that year. The president
then proceeded to mobilize his own military advisors to develop plans for
such an attack.
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